Lue Wingate

Supervisory Principal

Lue began her career in the securities industry with bond house Ladd Dinkins & Company in New Orleans which was later acquired by J.C. Bradford. She moved to Dallas in 1998 when she helped open Bradford’s Dallas Commitment Center. Lue has also worked for PaineWebber and UBS on their bond trading desk. Lue joined Prospera Financial Services in 2004 as a Sales Assistant and moved to the Supervision team in 2012.

Lue and the Supervision Team are responsible for compliance, and ensure that all policies and procedures are followed. As the Senior Supervisory Principal, she provides guidance for best practices by tracking relevant laws and regulations. Lue attended the University of Arizona and currently holds a Series 7, 24, and 63.

When she is not spending time at the office, Lue enjoys spending time with family and friends, working out, reading, and traveling.